Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicolas Paul LenzMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC09-21-2020
Mi Yeon Yeon KatzMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Andre Pierre SenegalOneAmerica Securities, Inc.NYLIFE Securities LLC01-27-2020
Vikas ChandolaMML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Antonio Raul HalekOneAmerica Securities, Inc.NYLIFE Securities LLC10-16-2019
Diane Marie SitkiewiczOneAmerica Securities, Inc.NYLIFE Securities LLC09-26-2019
Robert Frank BatyAmeritas Investment Company, LLCNYLIFE Securities LLC05-28-2019
Fred Henry SpagatMML Investors Services, LLCNYLIFE Securities LLC04-17-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Terry L ElmorePruco Securities, LLC.NYLIFE Securities LLC09-11-2018
Scott A PruettAllstate Financial Services, LLCNYLIFE Securities LLC07-30-2018
Jim Davis Hull IIGoldman Sachs & Co.NYLIFE Securities LLC07-03-2018
Jason S YangPruco Securities, LLC.NYLIFE Securities LLC06-15-2018
Therese Antoinette ZachataPruco Securities, LLC.NYLIFE Securities LLC06-07-2018
Amber C SuttonFifth Third Securities, Inc.NYLIFE Securities LLC05-10-2018
Shane Michael SwansonMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC04-12-2018
Joey Dominic BuntonMoney Concepts Capital CorpNYLIFE Securities LLC01-16-2018
Jianwei LiLPL Financial LLCNYLIFE Securities LLC08-22-2017
David Christopher HeinleT2 Asset Management, LLCNYLIFE Securities LLC03-15-2016
Anthony PacioneEdward JonesNYLIFE Securities LLC07-14-2015
Van A Ewing IiPark Avenue Securities LLCNYLIFE Securities LLC04-17-2015
Jona Siko SrJ.P. Morgan Securities LLCNYLIFE Securities LLC01-15-2015
Joseph Tyler MillsLPL Financial LLCNYLIFE Securities LLC08-25-2014
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
David L HellerLPL Financial LLCNYLIFE Securities LLC08-02-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.