Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Monhan McCarthyLPL Financial LLCNational Planning Corporation$13511-29-2017
Helmuts Viktors LackajsLPL Financial LLCNational Planning Corporation$3911-29-2017
Robert Alan DeaneLPL Financial LLCNational Planning Corporation11-29-2017
Paul S. FunkhouserLPL Financial LLCNational Planning Corporation11-29-2017
Kyle Dean FinkLPL Financial LLCNational Planning Corporation11-29-2017
Steven Corey HoekstraLPL Financial LLCNational Planning Corporation11-29-2017
Ann Sharon MontgomeryLPL Financial LLCNational Planning Corporation11-29-2017
Douglas Gregory MalanLPL Financial LLCNational Planning Corporation11-29-2017
Gregory MalanLPL Financial LLCNational Planning Corporation11-29-2017
Tyren TornincasaPNC InvestmentsNational Planning Corporation11-20-2017
Scott Ira LoochtanSecurities America, Inc.National Planning Corporation10-27-2017
James Kevin WilkinsSecurities America, Inc.National Planning Corporation$4510-23-2017
James David BlaydesSecurities America, Inc.National Planning Corporation10-23-2017
Jared Jonathan LesterSecurities America, Inc.National Planning Corporation10-23-2017
Charles Phillip McKennaMcKenna Capital, Inc.National Planning Corporation02-22-2017
Charles Peter GeersLPL Financial LLCNational Planning Corporation$2508-01-2012
Michael Douglas OlesenLPL Financial LLCNational Planning Corporation$2507-31-2012
Denver F. McCallisterCetera Financial Specialists LLCNational Planning Corporation$2503-08-2012
Matthew Michael AscaridisLPL Financial LLCNational Planning Corporation07-02-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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