Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert George TardioSagePoint Financial, Inc.New England Securities02-10-2015
Charles Richardson IeuterLPL Financial LLCNew England Securities12-18-2014
Edward J. SchmidtPruco Securities, LLC.New England Securities12-11-2014
Martin Ira FriedmanLPL Financial LLCNew England Securities12-01-2014
David Alan BossovMorgan StanleyNew England Securities05-30-2014
Ronald Cheong Ming ShihLPL Financial LLCNew England Securities05-09-2014
Sammy MoyLPL Financial LLCNew England Securities05-09-2014
Martha Sandra SolomonLPL Financial LLCNew England Securities05-09-2014
Donald SakamotoLPL Financial LLCNew England Securities$1005-01-2014
Keith T. BencalLPL Financial LLCNew England Securities12-19-2013
Keith Anthony ColgrovePruco Securities, LLC.New England Securities12-19-2013
Daniel Nathan LuberLPL Financial LLCNew England Securities12-17-2013
William Louis NajjarLPL Financial LLCNew England Securities12-13-2013
Ramon Asprer Lopez Jr.Edward JonesNew England Securities11-08-2013
Joshua John SandsLPL Financial LLCNew England Securities09-06-2013
Richard DebruinLPL Financial LLCNew England Securities$1008-20-2013
John Lewis BoyerLPL Financial LLCNew England Securities$1007-19-2013
Steven J. SchwerWintrust Investments LLCNew England Securities05-29-2013
Adam Lawrence CohenNational Securities CorporationNew England Securities05-28-2013
Morton Allen HartUBS Financial Services Inc.New England Securities01-21-2013
Nathaniel A PierceMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-19-2011
John Donald DudekJ.P. Morgan Securities LLCNew England Securities03-16-2011
William Daniel McDermottMML Investors Services, LLCNew England Securities01-28-2011
Mario P. MinottiWoodbury Financial Services, Inc.New England Securities11-04-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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