Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Eugene Long Jr.Neuberger Berman BD LLCNorthern Trust Securities, Inc.02-08-2019
Konstantine William AndrakakosAaron Wealth AdvisorsNorthern Trust Securities, Inc.09-21-2018
Robert Craig CarlenNorthern Trust Securities, Inc.Northern Trust Securities, Inc.06-11-2018
Donald HeatherlyFifth Third Securities, Inc.Northern Trust Securities, Inc.03-22-2018
Maria Q. NiehusFidelity Brokerage Services LLCNorthern Trust Securities, Inc.01-05-2018
Greg Steven DanzigerWells Fargo Clearing Services, LLCNorthern Trust Securities, Inc.06-13-2016
Christopher Charles HustonLPL Financial LLCNorthern Trust Securities, Inc.03-08-2016
Bryan Andrew BethelBessemer Investor Services, Inc.Northern Trust Securities, Inc.01-28-2016
Scott Andrew SandeeBMO Harris Financial Advisors, Inc.Northern Trust Securities, Inc.$2505-11-2015
Herman Adolphus BrunsonBalance InvestmentsNorthern Trust Securities, Inc.10-01-2014
James Christopher CochranLPL Financial LLCNorthern Trust Securities, Inc.11-15-2013
Joseph Maynard KunzeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.04-24-2013
Anthony CibottiU.S. Bancorp Investments, Inc.Northern Trust Securities, Inc.10-12-2011
Vicki P. SinarMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.08-31-2011
Zoriy ReznikovChase Investment Services Corp.Northern Trust Securities, Inc.07-29-2010
Joshua Ariel LelahNorthwestern Mutual Investment Services, LLCNorthern Trust Securities, Inc.06-29-2010
Tariq A. LaliwalaMorgan StanleyNorthern Trust Securities, Inc.06-14-2010
Kent Christopher HiemenzMorgan StanleyNorthern Trust Securities, Inc.$15003-24-2010
Edward William SpiegelMorgan StanleyNorthern Trust Securities, Inc.$5002-26-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.