Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Corey Robert WishniaForesters Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2019
Han GuCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC04-17-2018
Nancy Joy KomarowskiLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-02-2018
Greg Alan ImhoffMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Donovan Julian SanchezSavant Capital ManagementNorthwestern Mutual Investment Services, LLC01-10-2018
Douglas A ShannonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-08-2017
Eric Leonardo RodriguezPNC InvestmentsNorthwestern Mutual Investment Services, LLC11-15-2017
John Brennan Mcguinness Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-12-2017
Peter Timothy UihleinTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC06-02-2017
Alyx Michele CoxKovitz Securities, LLCNorthwestern Mutual Investment Services, LLC06-01-2017
Andrew John MccorryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-13-2017
Stephen G RathbunHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC03-29-2017
David ChittaroHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC02-13-2017
Alex KalvaitisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Ryan Michael WilkinsonAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
David Joseph HendersonLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5001-07-2016
Ronald Andrew HuismanCFD Investments, Inc.Northwestern Mutual Investment Services, LLC01-07-2016
Terra Ann JahnsVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC12-07-2015
Vicki Ann RiosMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-01-2015
Donnie D EddyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-16-2015
Andrew James BurgessPNC InvestmentsNorthwestern Mutual Investment Services, LLC10-19-2015
David Scott HermannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-19-2015
Carlos R. PonceCredit Suisse Securities (USA) LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Jeremy Richard FagerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2015
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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