Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick J. JoyceThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC01-23-2020
Debra Lynn DumelleNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
Kenneth J. MitchellVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-25-2019
Jenna Elise RudleNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2019
Craig J. CaimiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
James Miguel VallartaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC05-13-2019
Timothy Jerald PearcePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-22-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Eric Wallis FentonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-30-2019
David Constantine Fortosis Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC01-22-2019
Corey Robert WishniaForesters Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2019
Benito Ibarra Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-16-2019
Bradley David Dodge IINorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Daniel Joseph StudebakerThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC12-18-2018
Damian Joseph DavisNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2018
Morgan Patrick McHalePruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-22-2018
James BarrettJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-15-2018
Robert Bruce Arthur IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-25-2018
Sarah Elizabeth PierceCreative PlanningNorthwestern Mutual Investment Services, LLC04-18-2018
Han GuCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC04-17-2018
Nancy Joy KomarowskiLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-02-2018
Anna M. LeanderMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2018
Greg Alan ImhoffMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Collin Lance ReatherfordMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Micah James LemoineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.