Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig J. CaimiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Anna M. LeanderMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2018
Greg Alan ImhoffMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-25-2018
Collin Lance ReatherfordMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Micah James LemoineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2018
Doug A ShannonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-08-2017
Alex KalvaitisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Donnie D EddyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-16-2015
DAVID SCOTT HERMANNMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-19-2015
Jeremy Richard FagerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2015
Patrick R. JarvisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Robert Joseph PykoszMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Joshua Trev LiebermanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10008-05-2015
Kevin Brierty WalshMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-12-2015
Vincent Michael SilvaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2015
Paul William TokarzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2015
Michael A. RibackMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10011-28-2014
Lisa C DavidsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-17-2014
Lamar Brian ButlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2014
Georgia Michelle MonsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-30-2014
John Mathias WalshMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-26-2014
Bret Allan HartungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50008-25-2014
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
Vincent FazioMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-09-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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