Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Bradley FortianoWintrust Investments LLCPNC Investments$5001-08-2010
Mitchell David InskeepWells Fargo Clearing Services, LLCPNC Investments04-06-2011
Kristofer G GoergenCountry Capital Management CompanyPNC Investments04-20-2011
John D GedwillFifth Third Securities, Inc.PNC Investments06-21-2011
Christopher Anthony ZajacMercer Allied Company, L.P.PNC Investments03-04-2013
Nicole CordonnierJ.P. Morgan Securities LLCPNC Investments04-01-2013
Joseph Francis GaspariLPL Financial LLCPNC Investments08-14-2013
Kimberly A OGormanJ.P. Morgan Securities LLCPNC Investments09-17-2013
Angela Charlene WilliamsWealthquest CorporationPNC Investments01-01-2014
Kristie Joelle CurtissFifth Third Securities, Inc.PNC Investments04-04-2014
Christopher StoecklinFifth Third Securities, Inc.PNC Investments04-04-2014
Larry Wendell JacksonRaymond James & Associates, Inc.PNC Investments06-02-2014
Sarah Raj LallFifth Third Securities, Inc.PNC Investments08-21-2014
Daniel J LarsonJ.P. Morgan Securities LLCPNC Investments12-10-2014
David J ByarsJ.P. Morgan Securities LLCPNC Investments01-07-2015
Alexander J TabbJ.P. Morgan Securities LLCPNC Investments06-19-2015
Troy Eugene GrospitzCharles Schwab & Co., Inc.PNC Investments08-05-2015
Kevin Thomas McFaddenSavant Capital ManagementPNC Investments09-22-2015
Katelyn E DrakeTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-27-2015
Brian R RapackiTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-29-2015
Thomas Edward ErffmeyerCharles Schwab & Co., Inc.PNC Investments$15003-15-2016
David Norris PolhillFidelity Brokerage Services LLCPNC Investments04-27-2016
Nelson Alberto Cruz JrJ.P. Morgan Securities LLCPNC Investments08-24-2016
Daniel Matthew MooreFidelity Brokerage Services LLCPNC Investments09-22-2016
Craig R MilkintFifth Third Securities, Inc.PNC Investments09-28-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.