Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Norris EllisAbundance Advisors, Inc.Park Avenue Securities LLC08-28-2014
Jeffrey Charles WatersAllstate Financial Services, LLCPark Avenue Securities LLC03-03-2015
Robert Dean KribbsAllstate Financial Services, LLCPark Avenue Securities LLC03-10-2009
Michael Alexander CraftsFarmers Financial Solutions, LLCPark Avenue Securities LLC$10008-27-2018
Gregory Wade GobbleFirst Brokerage America, LLCPark Avenue Securities LLC03-26-2012
Frances HailemariamJ.P. Morgan Securities LLCPark Avenue Securities LLC09-13-2019
Ronald Matthew HoyleJ.W. Cole Financial, Inc.Park Avenue Securities LLC08-24-2017
Monica Dareen BoydMML Investors Services, LLCPark Avenue Securities LLC03-07-2016
John William Wheeler Jr.MML Investors Services, LLCPark Avenue Securities LLC$50002-12-2009
KyungEun KimNYLIFE Securities LLCPark Avenue Securities LLC01-12-2016
James Herbert HoeflingerPrincipal Securities, Inc.Park Avenue Securities LLC$15006-09-2009
Robert Martin HerrmannSecurities America, Inc.Park Avenue Securities LLC$10007-15-2015
Randy Allen GorsuchThe O.N. Equity Sales CompanyPark Avenue Securities LLC06-15-2015
Eric Neil BergU.S. Bancorp Investments, Inc.Park Avenue Securities LLC$10004-13-2017

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.