Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jenny Phan LuuTransamerica Financial Advisors, IncPruco Securities, LLC.03-19-2020
Brian Herbert SchmidtGWFS Equities, Inc.Pruco Securities, LLC.03-09-2020
Peter N. BedrioNational Securities CorporationPruco Securities, LLC.03-02-2020
Mary Kathleen GreenePruco Securities, LLC.Pruco Securities, LLC.02-27-2020
James Douglas Wagner Sr.J.P. Morgan Securities LLCPruco Securities, LLC.12-17-2019
Galo Andres ReveloJ.P. Morgan Securities LLCPruco Securities, LLC.11-05-2019
Keith Anthony ColgroveMML Investors Services, LLCPruco Securities, LLC.10-25-2019
Sydney H. LaneVALIC Financial Advisors, Inc.Pruco Securities, LLC.10-15-2019
Morgan Patrick McHaleCharles Schwab & Co., Inc.Pruco Securities, LLC.10-07-2019
Darryl Andre MckinleyVoya Financial Advisors, Inc.Pruco Securities, LLC.07-01-2019
Matthew Aaron AmbuehlMML Investors Services, LLCPruco Securities, LLC.05-29-2019
Joel David SmithGWFS Equities, Inc.Pruco Securities, LLC.04-17-2019
Kerry Irene BleuherJ.P. Morgan Securities LLCPruco Securities, LLC.02-05-2019
Tanya Marie AdamsAXA Advisors, LLCPruco Securities, LLC.09-27-2018
Barry Martin WeinsteinAXA Advisors, LLCPruco Securities, LLC.09-06-2018
Michael Joseph WitsmanMorgan StanleyPruco Securities, LLC.08-31-2018
Cody Jordan HildebrandCetera Advisor Networks LLCPruco Securities, LLC.08-14-2018
Jacqueline Kay MattesonThrivent Investment Management Inc.Pruco Securities, LLC.04-05-2018
Samuel T. HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Richard James HawickhorstBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Luke Edward DoedtmanBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Ann Therese TodiscoMML Investors Services, LLCPruco Securities, LLC.01-10-2018
Pamela Ann McCloskeyAllstate Financial Services, LLCPruco Securities, LLC.11-28-2017
Adam Bruce LinkINVEST Financial CorporationPruco Securities, LLC.11-07-2017
Marilu GallegosMutual of America Securities LLCPruco Securities, LLC.08-08-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.