Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Thomas HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Pamela Ann MccloskeyAllstate Financial Services, LLCPruco Securities, LLC.11-28-2017
Jason Carl O'BrienMidwestern Securities Trading Company, LLCPruco Securities, LLC.07-05-2017
Thomas Stephen BolanowskiEquity Services, Inc.Pruco Securities, LLC.06-29-2017
John Emanuel ScottAmeriprise Financial Services, Inc.Pruco Securities, LLC.$101-16-2017
Vida Aurelia BurklowTransamerica Financial Advisors, IncPruco Securities, LLC.11-02-2016
Greg Dean ArnoldPNC InvestmentsPruco Securities, LLC.10-18-2016
Patricia Carol SmelcerJ.P. Morgan Securities LLCPruco Securities, LLC.08-12-2016
Keesang John KimMML Investors Services, LLCPruco Securities, LLC.06-23-2016
Ryan Owen ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-02-2016
Franklin Delano Rivera IIThrivent Investment Management Inc.Pruco Securities, LLC.10-02-2015
Michael Joseph La ChapelleFarmers Financial Solutions, LLCPruco Securities, LLC.09-04-2015
Joseph Sungwoo KimAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-31-2015
Miyoung YookAmeriprise Financial Services, Inc.Pruco Securities, LLC.$5007-31-2015
Zachary Craig StefanRaymond James Financial Services, Inc.Pruco Securities, LLC.07-01-2015
Kyle B StrongVALIC Financial Advisors, Inc.Pruco Securities, LLC.05-28-2015
Debra WoodardMetLife Securities Inc.Pruco Securities, LLC.01-30-2015
Jamie Lee ChristhilfPNC InvestmentsPruco Securities, LLC.08-19-2014
Emily Anne ManganaroMML Investors Services, LLCPruco Securities, LLC.05-08-2014
Paul N LekousisNYLIFE Securities LLCPruco Securities, LLC.02-26-2014
Aleksandra CukovicJ.P. Morgan Securities LLCPruco Securities, LLC.02-05-2014
Alden Matthews Burnett IIIShankland Financial Advisors, LLCPruco Securities, LLC.11-05-2013
Mark Alan McdonaldLincoln InvestmentPruco Securities, LLC.09-18-2013
Annette GlasgowNYLIFE Securities LLCPruco Securities, LLC.08-28-2013
Darryl Edward AngelicoThe Leaders Group, Inc.Pruco Securities, LLC.08-20-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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