Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey James CordrayLBMZ Securities, Inc.Pruco Securities, LLC.10-01-2020
Jenny Phan LuuTransamerica Financial Advisors, IncPruco Securities, LLC.03-19-2020
Brian Herbert SchmidtGWFS Equities, Inc.Pruco Securities, LLC.03-09-2020
Peter N BedrioNational Securities CorporationPruco Securities, LLC.03-02-2020
James Douglas Wagner SrJ.P. Morgan Securities LLCPruco Securities, LLC.12-17-2019
Galo Andres ReveloJ.P. Morgan Securities LLCPruco Securities, LLC.11-05-2019
Keith Anthony ColgroveMML Investors Services, LLCPruco Securities, LLC.10-25-2019
Joel David SmithGWFS Equities, Inc.Pruco Securities, LLC.04-17-2019
Kerry Irene BleuherJ.P. Morgan Securities LLCPruco Securities, LLC.02-05-2019
Barry Martin WeinsteinEquitable Advisors, LLCPruco Securities, LLC.09-06-2018
Michael J WitsmanMorgan StanleyPruco Securities, LLC.08-31-2018
Cody Jordan HildebrandCetera Advisor Networks LLCPruco Securities, LLC.08-14-2018
Richard James HawickhorstBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Luke Edward DoedtmanBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Samuel Thomas HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Marilu GallegosMutual of America Securities LLCPruco Securities, LLC.08-08-2017
Scott Michael SchauerPark Avenue Securities LLCPruco Securities, LLC.07-17-2017
Thomas Stephen BolanowskiEquity Services, Inc.Pruco Securities, LLC.06-29-2017
Snjezana SegoBMO Harris Financial Advisors, Inc.Pruco Securities, LLC.06-02-2017
Jason Joel BennettEdward JonesPruco Securities, LLC.05-30-2017
John Emanuel ScottAmeriprise Financial Services, LLCPruco Securities, LLC.01-16-2017
Miyoung YookAmeriprise Financial Services, LLCPruco Securities, LLC.$5007-31-2015
Joseph Sungwoo KimAmeriprise Financial Services, LLCPruco Securities, LLC.07-31-2015
Monica Helen CookTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.10-16-2014
Alden Matthews Burnett IiiShankland Financial Advisors, LLCPruco Securities, LLC.11-05-2013
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.