Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Morgan TraczWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Justin Todd HalpennyWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Keith Gerard WienstroerWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Jose Fernando GallegoWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
David Marc SilvermanWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Laura Ann PesekWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Gopal Dutt SharmaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
Robert James MillerSecurities America, Inc.Questar Capital Corporation02-01-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
Rory Levine ValentinePruco Securities, LLC.Questar Capital Corporation02-01-2016
Delwin Randall RobertsVoya Financial Advisors, Inc.Questar Capital Corporation$1005-01-2013
Christine Marie Everett-FrantoniusEverett Wealth Solutions, IncQuestar Capital Corporation10-21-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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