Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James CooleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5006-03-2016
Scott Forest GlazerB. Riley Wealth ManagementRBC Capital Markets, LLC10-28-2016
Michelle Golden DuniganBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC02-13-2012
Donald George SharkoLaSalle St. Securities, LLCRBC Capital Markets, LLC$5003-25-2011
Gerard Andrew DowneyLinden Wealth Management LLCRBC Capital Markets, LLC11-16-2015
Joyce Elaine GuccioneMorgan StanleyRBC Capital Markets, LLC$2507-27-2012
Ronald James IdlerMorgan StanleyRBC Capital Markets, LLC12-04-2009
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC02-12-2018
Brian Francis FoleyPodesta & Co.RBC Capital Markets, LLC$15002-16-2010
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Janice Anne ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14709-30-2016
Mary Mee GoonThe Investment Center, Inc.RBC Capital Markets, LLC02-03-2009
Nick James PolydorosUBS Financial Services Inc.RBC Capital Markets, LLC12-16-2011
James Wilson HirschWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-24-2013
Jeffrey Craig SimonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2510-19-2012
Frank B. Gott IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-01-2011
David Andrew GaffneyWintrust Investments LLCRBC Capital Markets, LLC$2501-30-2015
Patrick Dennis CarrollWorld Equity Group, Inc.RBC Capital Markets, LLC$1001-19-2012
Kenneth Joseph HacklWorld Equity Group, Inc.RBC Capital Markets, LLC$2504-25-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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