Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fredric Raymond HoffmanFifth Third Securities, Inc.Securities America, Inc.$25002-23-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.$50004-07-2009
Larry Scott WallaceBrokersXpress LLCSecurities America, Inc.$50005-17-2010
Mark EssenfeldCetera Investment Services LLCSecurities America, Inc.$25010-15-2010
Ann Sharon MontgomeryNational Planning CorporationSecurities America, Inc.01-07-2011
Steven Charles WellingtonMWA Financial Services Inc.Securities America, Inc.$50002-11-2011
Alan Miles MorganLPL Financial LLCSecurities America, Inc.$10008-26-2011
Melissa Deborah OsuchLPL Financial LLCSecurities America, Inc.$50008-26-2011
Stephen Ted HullLPL Financial LLCSecurities America, Inc.$10009-06-2011
SANFORD J PRIZANTInvestment Planners, Inc.Securities America, Inc.$10005-30-2013
Gregory SalvatoreAXA Advisors, LLCSecurities America, Inc.07-11-2013
Anthony ValenciaJPMorgan Chase & Co.Securities America, Inc.$6009-11-2014
Joseph Frederick CramseyNorthwestern Mutual Investment Services, LLCSecurities America, Inc.01-30-2015
Jose Anthony ValenciaAllstate Financial Services, LLCSecurities America, Inc.$10004-15-2015
Scott David MartinKingsview Wealth Management, LLCSecurities America, Inc.06-10-2016
Courtney J. LehmannLaSalle St Securities, L.L.C.Securities America, Inc.07-10-2017
William Walter ZurekWoodbury Financial Services, Inc.Securities America, Inc.$50008-07-2017
Justin Derick SavichTransamerica Financial Advisors, IncSecurities America, Inc.11-20-2017
Ivan HavrylyanOutside The Box Financial Planning, LLCSecurities America, Inc.01-02-2018
Michael Raymond PozziCUNA Brokerage Services, Inc.Securities America, Inc.$10003-28-2018
Jessica L. DaughertyKCPAG Financial Advisors LLCSecurities America, Inc.07-10-2018
Oliver Joseph SlavishCountry Capital Management CompanySecurities America, Inc.10-08-2018
Joseph D. RicciardiLPL Financial LLCSecurities America, Inc.$10005-31-2019
Mark Allen DavidsLPL Financial LLCSecurities America, Inc.$25005-31-2019
Patricia Mary LorisLPL Financial LLCSecurities America, Inc.$50005-31-2019
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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