Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan H MarksJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated09-22-2020
Mario Frank FrisellaB. Riley Wealth ManagementStifel, Nicolaus & Company, Incorporated$5007-17-2020
Joseph James ThompsonAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated03-06-2020
Benjamin Joseph KrichEdward JonesStifel, Nicolaus & Company, Incorporated10-11-2019
Louis PortnoyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated07-26-2019
Marilyn June BlackRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-17-2018
Adam StraussCresset Asset Management, LLCStifel, Nicolaus & Company, Incorporated06-15-2018
John Ignatius Mayer IVInvest Capital LLCStifel, Nicolaus & Company, Incorporated04-25-2018
Kevin Thomas KeeleyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$26403-09-2018
Michael Edward KalasWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15003-09-2018
David Andrew KohlmeyerBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$5001-19-2018
Craig Scott MorganBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated11-10-2017
Craig Scott Morgan JrBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$2511-10-2017
David Michael PhippsLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5010-04-2017
Tracy N MillerGreat Lakes Advisors, LLCStifel, Nicolaus & Company, Incorporated03-01-2017
Charles Wesley MunroB. Riley Wealth ManagementStifel, Nicolaus & Company, Incorporated$5011-15-2016
Luis Jose SepulvedaNational Securities CorporationStifel, Nicolaus & Company, Incorporated$5011-07-2016
John Edward Shuster JrWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-28-2016
Kevin Arthur SkogsbergBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$15008-19-2016
Christopher Daniel LarrabeeBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$15007-29-2016
Mike AngelopoulosNational Securities CorporationStifel, Nicolaus & Company, Incorporated$5003-07-2016
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-11-2015
Bradley GummowWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10010-25-2012
Bradley Lee GummowWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1,00010-25-2012
Thomas Martin WeightmanWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15010-25-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.