Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William L CollingbourneEdward JonesThrivent Investment Management Inc.01-14-2020
Nichole Joy RussellPruco Securities, LLC.Thrivent Investment Management Inc.09-25-2019
Jason Eugene Van PuymbroeckOneAmerica Securities, Inc.Thrivent Investment Management Inc.09-03-2019
Jeffrey P MitchellPruco Securities, LLC.Thrivent Investment Management Inc.03-21-2019
Brian Patrick TwohigPruco Securities, LLC.Thrivent Investment Management Inc.02-04-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Andrew Paul BarclayWoodbury Financial Services, Inc.Thrivent Investment Management Inc.10-11-2018
Tyler Matthew Van LulMorgan StanleyThrivent Investment Management Inc.09-24-2018
Mitchel Maldonado LopezPNC InvestmentsThrivent Investment Management Inc.09-18-2018
Scott Richard HoffmanPruco Securities, LLC.Thrivent Investment Management Inc.$10004-24-2018
Roy Alan MasonEdward JonesThrivent Investment Management Inc.$5003-23-2018
Dennis Arthur Kraus JrFarmers Financial Solutions, LLCThrivent Investment Management Inc.03-07-2018
Ian Andrew YehlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.$5011-08-2017
Austin Reid CrehanWells Fargo Clearing Services, LLCThrivent Investment Management Inc.08-02-2017
Joshua Michael PrattGradient Securities, LLCThrivent Investment Management Inc.01-26-2017
Thomas S KlenkTradeStation Securities, Inc.Thrivent Investment Management Inc.01-25-2017
Eric David AndersonCountry Capital Management CompanyThrivent Investment Management Inc.$2501-04-2017
Thomas Merle KopatzEdward JonesThrivent Investment Management Inc.06-03-2016
Timothy Christian PerrymanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Bronwyn Noreen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Dominic Stephen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
James Michael KasparMutual of Omaha Investor Services, Inc.Thrivent Investment Management Inc.02-19-2016
Ryan Edward Von BorstelFifth Third Securities, Inc.Thrivent Investment Management Inc.$15010-20-2015
Mark Robert PautschCetera Financial Specialists LLCThrivent Investment Management Inc.08-10-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.