Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John K. BurtonPNC InvestmentsU.S. Bancorp Investments, Inc.$15006-27-2019
Nick Panos StavropoulosWintrust Investments LLCU.S. Bancorp Investments, Inc.$106-20-2019
Michael Lendell FolandWestern International Securities, Inc.U.S. Bancorp Investments, Inc.04-12-2019
Jesse ZaragozaBankers Life Securities, Inc.U.S. Bancorp Investments, Inc.10-25-2017
Michael Truett McintyreNational Securities CorporationU.S. Bancorp Investments, Inc.07-12-2017
George Steve AlkhouryStrategic Advisers LLCU.S. Bancorp Investments, Inc.01-26-2017
Dominic Anthony RotiStrategic Advisers LLCU.S. Bancorp Investments, Inc.11-08-2016
Carla Ann ReillyLPL Financial LLCU.S. Bancorp Investments, Inc.10-13-2016
Anna Huiping L LiCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-14-2016
Justin Anthony McbrideFeltl & CompanyU.S. Bancorp Investments, Inc.$1012-08-2015
Todd Robert ZipfelFeltl & CompanyU.S. Bancorp Investments, Inc.$2511-05-2015
Michael Joseph ObertsCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-09-2015
Eric A HesseCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-30-2015
James Gordon BelowFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$105-21-2015
Isaac Mrose LibermanLPL Financial LLCU.S. Bancorp Investments, Inc.05-01-2015
Lauren A SarkisianFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-25-2015
Jonathan Eugene PattersonCetera Investment Services LLCU.S. Bancorp Investments, Inc.02-02-2015
Peter Francis DaleyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$10011-11-2014
Brenda Renee NoyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.10-03-2014
Nelson AlzateCitizens Securities, Inc.U.S. Bancorp Investments, Inc.10-01-2014
Scott Gary BloomLPL Financial LLCU.S. Bancorp Investments, Inc.09-18-2014
Kelly Jane RomanoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-26-2014
Michael Anthony NewBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.$8607-22-2014
Sarah Way KnightPNC InvestmentsU.S. Bancorp Investments, Inc.06-18-2014
Alan William BaumanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-11-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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