Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan John PanozzoMorgan StanleyUBS Financial Services Inc.$15010-14-2016
Alex StolperWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-15-2016
Alexander Laird IngallsRBC Capital Markets, LLCUBS Financial Services Inc.05-26-2009
Alton Theodore Davis JrMorgan StanleyUBS Financial Services Inc.$15010-14-2016
Andrew Scott CzarkowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.12-23-2019
Anne Marie MetroRBC Capital Markets, LLCUBS Financial Services Inc.04-01-2015
Annette Marie BeckerKestra Investment Services, LLCUBS Financial Services Inc.04-03-2017
Arielle Christine ChoyceNajarian Family Office, LLCUBS Financial Services Inc.05-16-2016
Ben Bartlett AlbertsAmeriprise Financial Services, LLCUBS Financial Services Inc.03-05-2012
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Brad Ken SkibaMorgan StanleyUBS Financial Services Inc.$5009-15-2011
Bret J PetersenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$6610-24-2019
Brett Jeremy SierakowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-04-2015
Brian A HammersleyMorgan StanleyUBS Financial Services Inc.$5003-15-2013
Brian Gerard McGivernAmeriprise Financial Services, LLCUBS Financial Services Inc.$2502-17-2012
Brian J TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$11509-24-2015
Brian John TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15409-24-2015
Brooks Jason CallLakewood Asset Management, LLCUBS Financial Services Inc.$5011-30-2015
Bruce Edward McKeeRaymond James Financial Services, Inc.UBS Financial Services Inc.$5009-24-2010
Carolyn Marie ThurAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-04-2016
Carrie ChristensenBMO Harris Financial Advisors, Inc.UBS Financial Services Inc.08-20-2012
Chandra Maria Margaret FederleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-10-2014
Charles Phillip WursterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2011
Christopher John BrathwaiteWilliam BlairUBS Financial Services Inc.$2,00005-03-2010
Christopher Matthew MunroeMorgan StanleyUBS Financial Services Inc.04-25-2013
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.