Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex StolperWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-15-2016
Alexander Laird IngallsRBC Capital Markets, LLCUBS Financial Services Inc.05-26-2009
Alton Theodore Davis Jr.Morgan StanleyUBS Financial Services Inc.$19110-14-2016
Anne Marie MetroRBC Capital Markets, LLCUBS Financial Services Inc.04-01-2015
Ben B Bartlett AlbertsAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-05-2012
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Brad Ken SkibaMorgan StanleyUBS Financial Services Inc.$5009-15-2011
Brian A. HammersleyMorgan StanleyUBS Financial Services Inc.$10003-15-2013
Brian Gerard McGivernAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-17-2012
Brian John TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-24-2015
Bruce Edward McKeeRaymond James Financial Services, Inc.UBS Financial Services Inc.09-24-2010
Carolyn Marie ThurAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-04-2016
Carrie ChristensenBMO Harris Financial Advisors, Inc.UBS Financial Services Inc.08-20-2012
Cathleen Marie MoriciHighTower Securities, LLCUBS Financial Services Inc.06-29-2012
Christopher John BrathwaiteWilliam BlairUBS Financial Services Inc.$2505-03-2010
Christopher Matthew MunroeMorgan StanleyUBS Financial Services Inc.04-25-2013
David Allen SchabesMorgan StanleyUBS Financial Services Inc.$5001-08-2010
David Bryan MolnarHighTower Securities, LLCUBS Financial Services Inc.$10006-29-2012
David Clark HeerenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-21-2014
David Daniel ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
David H HolanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-05-2010
David Jeffrey MorrisStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-26-2016
David Michael BoonOppenheimer & Co. Inc.UBS Financial Services Inc.$7505-01-2009
David Stephen KinnearWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2012
Dean Charles TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2015
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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