Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan John PanozzoMorgan StanleyUBS Financial Services Inc.$15010-14-2016
Alton Theodore Davis JrMorgan StanleyUBS Financial Services Inc.$15010-14-2016
Brad Ken SkibaMorgan StanleyUBS Financial Services Inc.$5009-15-2011
Brian A HammersleyMorgan StanleyUBS Financial Services Inc.$5003-15-2013
Christopher Matthew MunroeMorgan StanleyUBS Financial Services Inc.04-25-2013
David Allen SchabesMorgan StanleyUBS Financial Services Inc.$5901-08-2010
Edward Quentin MccarthyMorgan StanleyUBS Financial Services Inc.$5011-30-2011
Elyse M HahnerMorgan StanleyUBS Financial Services Inc.$5007-30-2010
Frank Harris BramsonMorgan StanleyUBS Financial Services Inc.$15003-28-2014
Graeme Steven WilsonMorgan StanleyUBS Financial Services Inc.12-17-2015
Heather Ilene KenneyMorgan StanleyUBS Financial Services Inc.11-26-2019
James Allen ShafferMorgan StanleyUBS Financial Services Inc.$5009-10-2010
James Gerard ZastrowMorgan StanleyUBS Financial Services Inc.$10002-04-2013
Jan Paul C FerrerMorgan StanleyUBS Financial Services Inc.$5005-04-2010
Jason Robert DarflerMorgan StanleyUBS Financial Services Inc.10-14-2016
Julia L SmartMorgan StanleyUBS Financial Services Inc.08-30-2013
Manfred Hans Hegwer JrMorgan StanleyUBS Financial Services Inc.$10006-01-2009
Mark Howard PrinceMorgan StanleyUBS Financial Services Inc.$10007-02-2015
Mark Lawrence SchwartzMorgan StanleyUBS Financial Services Inc.$50007-02-2015
Matthew D SchwartzMorgan StanleyUBS Financial Services Inc.$15007-02-2015
Michelle Lynn JenningsMorgan StanleyUBS Financial Services Inc.10-27-2016
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.06-12-2009
Scott HolzerMorgan StanleyUBS Financial Services Inc.$15008-17-2012
William David Travis Jr JrMorgan StanleyUBS Financial Services Inc.06-11-2012

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.