Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018
Michael David HeatwoleThe Dala Group, LLCWaddell & Reed03-21-2018
Steven Thomas BriggsBriggs FinancialWaddell & Reed01-02-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed$111-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Brett Thomas GuendelSecurities America, Inc.Waddell & Reed11-10-2017
Shawn Charles ShubatINVEST Financial CorporationWaddell & Reed10-30-2017
Eric Anthony MeskoSequoia Wealth Management, LLCWaddell & Reed07-17-2017
Rick Stephen SnyderPNC InvestmentsWaddell & Reed06-16-2017
Gregory Allan KatzmanAmeriprise Financial Services, Inc.Waddell & Reed$5001-17-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
John Patrick GarlandLincoln InvestmentWaddell & Reed08-17-2016
Michael G. AsnisVALIC Financial Advisors, Inc.Waddell & Reed06-16-2016
Stephanie Lee BurksVoya Financial Advisors, Inc.Waddell & Reed$104-29-2016
Sean Michael CurtisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-27-2016
Vanessa AldapeMetLife Securities Inc.Waddell & Reed06-15-2015
George A TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Bruce Alan SkowronskiMML Investors Services, LLCWaddell & Reed04-07-2015
Paul Edward NovakT2 Asset Management, LLCWaddell & Reed03-11-2015
Jeffrey S SophianMML Investors Services, LLCWaddell & Reed$10011-21-2014
Katherine Elizabeth WattsonMorgan StanleyWaddell & Reed10-29-2014
Andrew Decatur DriscollLPL Financial LLCWaddell & Reed06-02-2014
Wade Edwin CooperINVEST Financial CorporationWaddell & Reed03-18-2014
Lauren Jeanette FreebernCountry Capital Management CompanyWaddell & Reed10-31-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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