Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018
Michael David HeatwoleThe Dala Group, LLCWaddell & Reed03-21-2018
Steven Thomas BriggsBriggs FinancialWaddell & Reed01-02-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed$111-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Brett Thomas GuendelSecurities America, Inc.Waddell & Reed11-10-2017
Shawn Charles ShubatINVEST Financial CorporationWaddell & Reed10-30-2017
Eric Anthony MeskoSequoia Wealth Management, LLCWaddell & Reed07-17-2017
Rick Stephen SnyderPNC InvestmentsWaddell & Reed06-16-2017
Gregory Allan KatzmanAmeriprise Financial Services, Inc.Waddell & Reed$5001-17-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
John Patrick GarlandLincoln InvestmentWaddell & Reed08-17-2016
Michael G. AsnisVALIC Financial Advisors, Inc.Waddell & Reed06-16-2016
Stephanie Lee BurksVoya Financial Advisors, Inc.Waddell & Reed$104-29-2016
Sean Michael CurtisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-27-2016
Vanessa AldapeMetLife Securities Inc.Waddell & Reed06-15-2015
George A TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Bruce Alan SkowronskiMML Investors Services, LLCWaddell & Reed04-07-2015
Paul Edward NovakT2 Asset Management, LLCWaddell & Reed03-11-2015
Jeffrey S SophianMML Investors Services, LLCWaddell & Reed$10011-21-2014
Katherine Elizabeth WattsonMorgan StanleyWaddell & Reed10-29-2014
Andrew Decatur DriscollLPL Financial LLCWaddell & Reed06-02-2014
Wade Edwin CooperINVEST Financial CorporationWaddell & Reed03-18-2014
Lauren Jeanette FreebernCountry Capital Management CompanyWaddell & Reed10-31-2013
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.