Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Joseph BartkusWaddell & ReedWaddell & Reed$2501-09-2014
Andrew Decatur DriscollLPL Financial LLCWaddell & Reed06-02-2014
Andrew Robert AdamsTriad Advisors LLCWaddell & Reed09-28-2018
Benjamin Marc TeichmanPark Avenue Securities LLCWaddell & Reed05-08-2012
Brett Thomas GuendelSecurities America Advisors, Inc.Waddell & Reed11-10-2017
Bruce A. SkowronskiMML Investors Services, LLCWaddell & Reed04-07-2015
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Daniel MirelesJ.P. Morgan Securities LLCWaddell & Reed03-20-2018
Daniel Patrick Mitchell IIIFidelity Brokerage Services LLCWaddell & Reed06-01-2011
Eric Anthony MeskoLPL Financial LLCWaddell & Reed07-17-2017
Eric David SchneiderAmeriprise Financial Services, LLCWaddell & Reed11-16-2012
Eric Jose MedinaTradingBlockWaddell & Reed$5012-02-2013
Erik Earl GreeneLPL Financial LLCWaddell & Reed06-04-2009
Frank Joseph DempseyBrooklight Place Securities, Inc.Waddell & Reed02-13-2009
George A. TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Glenn Benson Stears Jr.United Planners' Financial Services of America A Limited PartnerWaddell & Reed$4009-13-2017
Gregory Allan KatzmanAmeriprise Financial Services, LLCWaddell & Reed$5001-17-2017
Gregory Linn LavickaSignator Investors, Inc.Waddell & Reed01-15-2013
Iris Noelle SagradoUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed$10009-13-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
James Joseph FreyPruco Securities, LLC.Waddell & Reed07-21-2017
James Mccormick SwintMorgan StanleyWaddell & Reed04-17-2013
James Timothy BoudourisFarmers Financial Solutions, LLCWaddell & Reed02-23-2011
Jason Gregory EricksonAllstate Financial Services, LLCWaddell & Reed08-16-2013
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.