Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert AdamsTriad Advisors LLCWaddell & Reed09-28-2018
Benjamin Marc TeichmanPark Avenue Securities LLCWaddell & Reed05-08-2012
Brett Thomas GuendelSecurities America, Inc.Waddell & Reed11-10-2017
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Eric Anthony MeskoSequoia Wealth Management, LLCWaddell & Reed07-17-2017
Eric David SchneiderAmeriprise Financial Services, Inc.Waddell & Reed11-16-2012
George A. TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Gregory Allan KatzmanAmeriprise Financial Services, Inc.Waddell & Reed$5001-17-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
James Timothy BoudourisFarmers Financial Solutions, LLCWaddell & Reed02-11-2011
Jason Gregory EricksonAllstate Financial Services, LLCWaddell & Reed08-16-2013
Jeffrey S SophianMML Investors Services, LLCWaddell & Reed11-21-2014
Julie HuppHighPoint Planning PartnersWaddell & Reed$5806-01-2014
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Michael David HeatwoleThe Dala Group, LLCWaddell & Reed03-21-2018
Michael G. AsnisVALIC Financial Advisors, Inc.Waddell & Reed06-16-2016
Paul Edward NovakT2 Asset Management, LLCWaddell & Reed03-11-2015
Richard Johnson, Bradley MorrisLPL Financial LLCWaddell & Reed$5612-04-2017
Robert Joseph DiazEdward JonesWaddell & Reed11-07-2011
Ronn Stephen ChristensenNorth Pointe Financial Advisors, IncWaddell & Reed04-19-2012
Sean Michael CurtisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-27-2016
Steven Thomas BriggsBriggs FinancialWaddell & Reed01-02-2018
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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