Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian GernantLPL Financial LLCWells Fargo Advisors$12507-25-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
Eric ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18309-14-2018
Marilyn BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5807-16-2018
Gary Hency, Leland RoiderStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$24811-30-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
William KruegerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18410-06-2016
Scott GongorekAmeriprise Financial Services, Inc.Wells Fargo Advisors$8209-30-2016
Jamie SutherlandAmeriprise Financial Services, Inc.Wells Fargo Advisors$8004-29-2016
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Ann B. Fleming, Thomas E. TurnbaughRaymond JamesWells Fargo Advisors$14001-17-2014
Brian M. Reilly, David E. ReillyBenjamin F. Edwards & Co.Wells Fargo Advisors09-27-2013
David Gordon, Kirsten GordonMorgan StanleyWells Fargo Advisors$30003-28-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo Advisors02-11-2013
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2013
David ClaggettBenjamin F. Edwards & Co.Wells Fargo Advisors03-26-2012
Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. WilhelmBenjamin F. Edwards & Co.Wells Fargo Advisors01-16-2012
Chad A. SteinbachBenjamin F. Edwards & Co.Wells Fargo Advisors11-21-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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