Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Iorii, Sr., Robert Iorii, Jr.UBS Financial Services Inc. Inc.Wells Fargo Advisors$15010-18-2011
The McFadden GroupMorgan StanleyWells Fargo Advisors$26806-07-2012
Steve FreidinMorgan StanleyWells Fargo Advisors$11007-19-2012
Bradley GummowStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10010-25-2012
Rich CeffalioUBS Financial Services Inc. Inc.Wells Fargo Advisors$16511-02-2012
James A. HuntMorgan StanleyWells Fargo Advisors$18104-18-2013
Maureen McPeek, Ralph Lynch Jr.Morgan StanleyWells Fargo Advisors$48005-17-2013
Brian L. VallowMorgan StanleyWells Fargo Advisors$9304-25-2014
Mark PignottiUBS Financial Services Inc. Inc.Wells Fargo Advisors$31707-01-2014
James E. Percifield, David C. Heeren, Brad A. HarderUBS Financial Services Inc. Inc.Wells Fargo Advisors$46311-21-2014
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdMorgan StanleyWells Fargo Advisors$70001-16-2015
Munther "Mike" Abdallah, Rick SofiakMorgan StanleyWells Fargo Advisors$10005-01-2015
Brian J. TerryUBS Financial Services Inc. Inc.Wells Fargo Advisors$11509-24-2015
John WittUBS Financial Services Inc. Inc.Wells Fargo Advisors$10706-01-2016
Jennifer Arquilla, David ArquillaUBS Financial Services Inc. Inc.Wells Fargo Advisors$33605-30-2018
Ron Lambke, Louis MontanaUBS Financial Services Inc. Inc.Wells Fargo Advisors$18005-30-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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