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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bernard Roland JohnsonAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC09-30-2019
Brian Howard CardMidwestern Securities Trading Company, LLCWells Fargo Advisors Financial Network, LLC02-26-2010
Brian James GernantLPL Financial LLCWells Fargo Advisors Financial Network, LLC$4507-25-2019
Daniel Bryan RohlfingPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC$18910-15-2018
Daniel Eric AlfredsonHighTower Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2017
Daniel Jay CohenNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC04-15-2016
Denise Ann ArendellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC03-11-2011
Douglas Evan HughesSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC11-03-2016
Edward Aloyisius KoncelScottrade, Inc.Wells Fargo Advisors Financial Network, LLC05-16-2017
Jean Theresa WangardWintrust Investments LLCWells Fargo Advisors Financial Network, LLC$5004-02-2020
Jeffrey Mario FabbriSigma Financial CorporationWells Fargo Advisors Financial Network, LLC$1002-15-2013
Jesse Dean RuppMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC01-05-2019
Kevin Michael CadaginCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-04-2014
Margaret Mary TwomblyTwombly Asset Management LLCWells Fargo Advisors Financial Network, LLC$15010-02-2009
Mazen Elias ZanayedBMO Harris Financial Advisors, Inc.Wells Fargo Advisors Financial Network, LLC02-01-2010
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Michael Jon LantzLantz Financial LLCWells Fargo Advisors Financial Network, LLC$10809-24-2018
Nicholas James DaleidenNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC06-30-2011
Ralph Nicholas Backe Jr.Prospera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Ronald Eugene MillerPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC$1,00001-02-2019
Timothy Patrick CadaginCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-04-2014

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.