Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy OConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-17-2020
Brian M Reilly David E ReillyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-27-2013
Ed MeyerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-11-2013
Dennis AndersonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2013
David ClaggettBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-26-2012
Quinten E Bret Spivey Janet M Bone Troy D Cox R Todd Stone Jeffrey J Luechtefeld Brent A WilhelmBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-16-2012
Chad A SteinbachBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-21-2011
Tyler Matthew HessCountry Capital Management CompanyWells Fargo Clearing Services, LLC09-15-2020
Magdy MelekThe Huntington Investment CompanyWells Fargo Clearing Services, LLC08-27-2020
Robert Claire PotterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-11-2020
Blaine William CoyleE*TRADE Securities LLCWells Fargo Clearing Services, LLC08-11-2020
Michael David HerrmannUhlmann Price Securities, LLCWells Fargo Clearing Services, LLC07-02-2020
Jennifer BerginMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-27-2020
Caylee Lynne RichardsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-30-2020
Jeremy Ronnebaum SuttonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-23-2020
Andre LeverettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Helen DritakisMorgan StanleyWells Fargo Clearing Services, LLC03-12-2020
Allison TregoningCetera Financial Specialists LLCWells Fargo Clearing Services, LLC03-05-2020
Michael Eric HoldenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-23-2019
Nikolaos BalisJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2019
Richard Allen Ceffalio JrLPL Financial LLCWells Fargo Clearing Services, LLC11-15-2019
James H Cox IVLPL Financial LLCWells Fargo Clearing Services, LLC11-15-2019
Christian Aguilar CoronadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-12-2019
James SturgeonMorgan StanleyWells Fargo Clearing Services, LLC09-19-2019
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Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.