Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Gregory Killingsworth SmithAmeriprise Financial Services, Inc.First Trust Portfolios L.P.10-06-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Margaret Mary CameronAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-29-2018
Peter Andrew HorowitzAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15005-24-2018
Bruce Arnold SturgeonAmeriprise Financial Services, Inc.Wintrust Investments LLC$5004-27-2018
Hollis Lynn HermanAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2018
Corey Robert WishniaAmeriprise Financial Services, Inc.Cetera Investment Services LLC12-26-2017
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15012-20-2017
Patrick Joseph DugganAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-27-2017
William A Del CottoAmeriprise Financial Services, Inc.Edward Jones10-18-2017
Leonard Todd JohnsonAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$108-30-2017
David C WaringAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-25-2017
Brian Tennison HartAmeriprise Financial Services, Inc.Edward Jones07-06-2017
Peter Anthony Balistreri Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC06-14-2017
Thomas Gerald TarvisAmeriprise Financial Services, Inc.Level Four Advisory Services05-12-2017
Patricia Ann ChevalierAmeriprise Financial Services, Inc.MML Investors Services, LLC$105-03-2017
Bonnie Renee SchultzAmeriprise Financial Services, Inc.Morgan Stanley$103-31-2017
Robert Wayne GloverAmeriprise Financial Services, Inc.LPL Financial LLC03-29-2017
Christopher Michael FashAmeriprise Financial Services, Inc.MetLife Securities Inc.$10002-15-2017
Gil Lawrence FashAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
Jerome Edward StrzeleckiAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
Gregory Allan KatzmanAmeriprise Financial Services, Inc.Waddell & Reed$5001-17-2017
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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