Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gerard PrendergastAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-05-2009
Michael P ReimannAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-05-2009
Walter Morris WeissAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Patricia Francine GraziosoAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
William Joseph SheehanAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Albert Otto BraunAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Christopher Raymond GoebelAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Thomas John PlummerAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Paul B CampbellAmeriprise Financial Services, Inc.AXA Advisors, LLC11-25-2013
Bret Robert JohnsonAmeriprise Financial Services, Inc.BFC Planning, Inc.05-11-2015
Marcin Piotr KapralAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.07-30-2013
Paul Michael KowalskiAmeriprise Financial Services, Inc.Cetera Advisors LLC01-30-2019
Peter Andrew HorowitzAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15005-24-2018
Paul Joseph DonatoAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.03-11-2011
Cesar Francisco F. SevillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.11-23-2009
William A Del CottoAmeriprise Financial Services, Inc.Edward Jones10-18-2017
Phillip James SitarAmeriprise Financial Services, Inc.Edward Jones04-01-2010
Lorraine E. SchultzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5003-15-2010
Jacob Thomas FitzgeraldAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Brian Denis McNamaraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
David Alan HelfandAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Diane Elizabeth WarnaarAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Kevin J MaddenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Steven Lynn SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John Jeffrey TarterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Next Page »

Showing 1 to 25 of 132 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.