Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jay RichmondAmeriprise Financial Services, Inc.Morgan Stanley$10004-27-2012
Albert Otto BraunAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Anthony David MlachnikAmeriprise Financial Services, Inc.Quasar Distributors, LLC04-04-2011
Barth J MorrealeAmeriprise Financial Services, Inc.Morgan Stanley02-12-2016
Ben B Bartlett AlbertsAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-05-2012
Bonnie Renee SchultzAmeriprise Financial Services, Inc.Morgan Stanley$5003-31-2017
Brandon Wilkes SelfAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bret Robert JohnsonAmeriprise Financial Services, Inc.BFC Planning, Inc.05-11-2015
Brian Denis McNamaraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Brian Gerard McGivernAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-17-2012
Bruce Arnold SturgeonAmeriprise Financial Services, Inc.Wintrust Investments LLC$5004-27-2018
Carolyn Marie ThurAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-04-2016
Cesar Francisco F. SevillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.11-23-2009
Charles F. ThalheimerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Charles Michael ReningerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Christina Nicole MannAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Christine Marie PallAmeriprise Financial Services, Inc.Mesirow Financial Investment Management, Inc.$2502-03-2014
Christopher Michael FashAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
Christopher Raymond GoebelAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Craig David AlexanderAmeriprise Financial Services, Inc.Hornor, Townsend & Kent, LLC$1007-26-2011
Daniel Emanuel BasingerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-17-2014
David Alan HelfandAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
David C WaringAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-25-2017
David H HolanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-05-2010
Denis HeddermanAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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