Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Gregory Killingsworth SmithAmeriprise Financial Services, Inc.First Trust Portfolios L.P.10-06-2018
Hollis Lynn HermanAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2018
Corey Robert WishniaAmeriprise Financial Services, Inc.Cetera Investment Services LLC12-26-2017
Patrick Joseph DugganAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-27-2017
William A Del CottoAmeriprise Financial Services, Inc.Edward Jones10-18-2017
Brian Tennison HartAmeriprise Financial Services, Inc.Edward Jones07-06-2017
Peter Anthony Balistreri Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC06-14-2017
Thomas Gerald TarvisAmeriprise Financial Services, Inc.Level Four Advisory Services05-12-2017
Robert Wayne GloverAmeriprise Financial Services, Inc.LPL Financial LLC03-29-2017
Gil Lawrence FashAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
Jerome Edward StrzeleckiAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
John Robert OrthAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-30-2016
Patrick Gennaro PerrottaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Stephanie Sue JohnstonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.08-29-2016
Joy Michele WinkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2016
Jamie Lee SutherlandAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-29-2016
Barth J MorrealeAmeriprise Financial Services, Inc.Morgan Stanley02-12-2016
Joseph Sungwoo KimAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-31-2015
Bret Robert JohnsonAmeriprise Financial Services, Inc.BFC Planning, Inc.05-11-2015
Dan James SchreinerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.05-08-2015
Paul David AmbrosiniAmeriprise Financial Services, Inc.Champion Advisory Services, Inc04-28-2015
John Charles MccallionAmeriprise Financial Services, Inc.Morgan Stanley02-27-2015
Daniel Emanuel BasingerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-17-2014
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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