Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Eugene TomichAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.09-30-2011
Craig David AlexanderAmeriprise Financial Services, Inc.Hornor, Townsend & Kent, LLC$1007-26-2011
Michael James PhillippAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.07-15-2011
Melissa Ann DixonAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$10005-11-2011
Anthony David MlachnikAmeriprise Financial Services, Inc.Quasar Distributors, LLC04-04-2011
Paul Joseph DonatoAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.03-11-2011
Michael Dan RuggieroAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-04-2011
Steven Richard FaganAmeriprise Financial Services, Inc.Kalos Capital, Inc.$1008-25-2010
Douglas WinzelbergAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-01-2010
Phillip James SitarAmeriprise Financial Services, Inc.Edward Jones04-01-2010
Lorraine E. SchultzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5003-15-2010
David H HolanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-05-2010
Cesar Francisco F. SevillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.11-23-2009
Jacob Thomas FitzgeraldAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Brian Denis McNamaraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
David Alan HelfandAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Diane Elizabeth WarnaarAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Kevin J MaddenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Steven Lynn SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John Jeffrey TarterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Thomas Gary PetersonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Egan Kiyoshi YamamuraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Mitchell Ryan WeissAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Michael Gerard PrendergastAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-05-2009
Patrick Luke BriertonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
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Showing 76 to 100 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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