Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward RoyceAmeriprise Financial Services, LLCLPL Financial LLC08-18-2020
Michael Timothy ChongAmeriprise Financial Services, LLCLPL Financial LLC08-18-2020
Timothy James O'ConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00004-17-2020
Joseph James ThompsonAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated03-06-2020
Colleen Lynn McCorryAmeriprise Financial Services, LLCMCG Securities LLC02-18-2020
David W SmithAmeriprise Financial Services, LLCEdward Jones01-06-2020
Maureen Terese KerstingAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.$2512-06-2019
Bernard Roland JohnsonAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC09-30-2019
Phonstaylor L. JenkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Jonah B ShaferAmeriprise Financial Services, LLCRaymond James & Associates, Inc.08-16-2019
Mark C HarmsAmeriprise Financial Services, LLCEdward Jones07-30-2019
Jordan A. GitlinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Edward Wall OchoaAmeriprise Financial Services, LLCLPL Financial LLC$2506-28-2019
Joseph Anthony UllrichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, LLCMDT Advisers, A Division of Federated MDTA LLC06-06-2019
Frank Carey ReidAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$2504-12-2019
Paul Michael KowalskiAmeriprise Financial Services, LLCCetera Advisors LLC01-30-2019
Ryan GuertinAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-22-2019
Daniel Patrick SalvatiAmeriprise Financial Services, LLCMorgan Stanley$1001-16-2019
Margaret Mary MahoneyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-15-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Renee Aline RaymondAmeriprise Financial Services, LLCB. Riley Wealth Management$4611-16-2018
Richard Lee MundraneAmeriprise Financial Services, LLCMorgan Stanley$5411-09-2018
Gregory Killingsworth SmithAmeriprise Financial Services, LLCFirst Trust Portfolios L.P.$1010-06-2018
Robert Alan GoshenAmeriprise Financial Services, LLCMorgan Stanley$2509-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.