Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, Inc.$2901-09-2017
Dustin Johnson JavierAusdal Financial Partners, Inc.Purshe Kaplan Sterling Investments05-20-2016
Travis John WolfeAusdal Financial Partners, Inc.Purshe Kaplan Sterling Investments05-20-2016
Theodore James EckerAusdal Financial Partners, Inc.Madison Avenue Securities, LLC04-28-2016
Chwei-Guang Guang ChiouAusdal Financial Partners, Inc.BFC Planning, Inc.04-14-2016
Mark Lee ElafrosAusdal Financial Partners, Inc.Madison Avenue Securities, LLC03-17-2016
Kenneth John FerrantinoAusdal Financial Partners, Inc.LPL Financial LLC02-18-2016
Richard James Lusk Jr.Ausdal Financial Partners, Inc.Cetera Advisors LLC11-16-2015
Vincent Francis CorsoAusdal Financial Partners, Inc.Cornerstone Securities LLC$1209-22-2015
Kevin Vincent CooneyAusdal Financial Partners, Inc.Sigma Financial Corporation09-11-2015
Randall Earl McgillAusdal Financial Partners, Inc.J.P. Turner & Company, L.L.C.06-09-2015
Scott Allan MccordAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$5006-01-2015
William Guy HurckesAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$3506-01-2015
Harish PatelAusdal Financial Partners, Inc.MetLife Securities Inc.$5002-17-2015
Larry Wayne JohnsonAusdal Financial Partners, Inc.LPL Financial LLC$4102-17-2015
Bassam Yousef KhalifehAusdal Financial Partners, Inc.Regal Securities, Inc.$106-30-2014
Timothy P JohnsonAusdal Financial Partners, Inc.MetLife Securities Inc.$103-18-2014
Richard John SullivanAusdal Financial Partners, Inc.FSC Securities Corporation$1002-04-2014
Lynn G DavenportAusdal Financial Partners, Inc.Edward Jones$5003-06-2013
Michael R LichtfussAusdal Financial Partners, Inc.ProEquities, Inc.07-24-2012
Wilfredo Raul MirandaAusdal Financial Partners, Inc.Moloney Securities Co., Inc.07-23-2012
Terrance Allen HolmAusdal Financial Partners, Inc.Wall Street Financial Group, Inc.06-11-2012
Tyler David QualioAusdal Financial Partners, Inc.Lincoln Financial Advisors Corporation06-04-2012
Scott Britton ReynoldsAusdal Financial Partners, Inc.Lincoln Financial Advisors Corporation06-01-2012
Dennis Alan LipoffAusdal Financial Partners, Inc.Allied Beacon Partners, Inc.$103-21-2012
Next Page »

Showing 1 to 25 of 87 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.