Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, Inc.$2901-09-2017
Dustin Johnson JavierAusdal Financial Partners, Inc.Purshe Kaplan Sterling Investments05-20-2016
Travis John WolfeAusdal Financial Partners, Inc.Purshe Kaplan Sterling Investments05-20-2016
Theodore James EckerAusdal Financial Partners, Inc.Madison Avenue Securities, LLC04-28-2016
Chwei-Guang Guang ChiouAusdal Financial Partners, Inc.BFC Planning, Inc.04-14-2016
Mark Lee ElafrosAusdal Financial Partners, Inc.Madison Avenue Securities, LLC03-17-2016
Kenneth John FerrantinoAusdal Financial Partners, Inc.LPL Financial LLC02-18-2016
Richard James Lusk Jr.Ausdal Financial Partners, Inc.Cetera Advisors LLC11-16-2015
Vincent Francis CorsoAusdal Financial Partners, Inc.Cornerstone Securities LLC$1209-22-2015
Kevin Vincent CooneyAusdal Financial Partners, Inc.Sigma Financial Corporation09-11-2015
Randall Earl McgillAusdal Financial Partners, Inc.J.P. Turner & Company, L.L.C.06-09-2015
Scott Allan MccordAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$5006-01-2015
William Guy HurckesAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$3506-01-2015
Harish PatelAusdal Financial Partners, Inc.MetLife Securities Inc.$5002-17-2015
Larry Wayne JohnsonAusdal Financial Partners, Inc.LPL Financial LLC$4102-17-2015
Bassam Yousef KhalifehAusdal Financial Partners, Inc.Regal Securities, Inc.$106-30-2014
Timothy P JohnsonAusdal Financial Partners, Inc.MetLife Securities Inc.$103-18-2014
Richard John SullivanAusdal Financial Partners, Inc.FSC Securities Corporation$1002-04-2014
Lynn G DavenportAusdal Financial Partners, Inc.Edward Jones$5003-06-2013
Michael R LichtfussAusdal Financial Partners, Inc.ProEquities, Inc.07-24-2012
Wilfredo Raul MirandaAusdal Financial Partners, Inc.Moloney Securities Co., Inc.07-23-2012
Terrance Allen HolmAusdal Financial Partners, Inc.Wall Street Financial Group, Inc.06-11-2012
Tyler David QualioAusdal Financial Partners, Inc.Lincoln Financial Advisors Corporation06-04-2012
Scott Britton ReynoldsAusdal Financial Partners, Inc.Lincoln Financial Advisors Corporation06-01-2012
Dennis Alan LipoffAusdal Financial Partners, Inc.Allied Beacon Partners, Inc.$103-21-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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