Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John McCauslandAusdal Financial Partners, Inc.Harvest Investment Services, LLC02-15-2012
Arthur John Pedgrift IIIAusdal Financial Partners, Inc.LPL Financial LLC09-25-2009
Barrie Jerome RobinsAusdal Financial Partners, Inc.LPL Financial LLC11-18-2009
Barry James BellottAusdal Financial Partners, Inc.Long Grove Trading Co.08-21-2009
Bassam Yousef KhalifehAusdal Financial Partners, Inc.Regal Securities, Inc.06-30-2014
Brian Joseph BelluominiAusdal Financial Partners, Inc.QA3 Financial Corp.02-10-2011
Bryan James MinnerAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Charles John SchmitzAusdal Financial Partners, Inc.Waterstone Financial Group, Inc.09-04-2009
Craig Allyn WengerAusdal Financial Partners, Inc.Long Grove Trading Co.08-18-2009
Curtis Jay BergquistAusdal Financial Partners, Inc.Long Grove Trading Co.08-18-2009
Daniel John SmyczynskiAusdal Financial Partners, Inc.Long Grove Trading Co.01-26-2009
David Francis FranksAusdal Financial Partners, Inc.AXA Advisors, LLC11-14-2011
Dennis Alan LipoffAusdal Financial Partners, Inc.Allied Beacon Partners, Inc.$1003-21-2012
Dustin Johnson JavierAusdal Financial Partners, Inc.Purshe Kaplan Sterling Investments05-20-2016
Eleanor M CicchittiAusdal Financial Partners, Inc.Waterstone Financial Group, Inc.09-04-2009
Frederic Michael RizzoAusdal Financial Partners, Inc.Long Grove Trading Co.09-02-2009
Gary Raymond Arblaster Jr.Ausdal Financial Partners, Inc.FSC Securities Corporation08-27-2009
Gerald Thomas McCulloughAusdal Financial Partners, Inc.LPL Financial LLC09-15-2009
Gordon Franklin CooperAusdal Financial Partners, Inc.LPL Financial LLC12-02-2009
Gregory Lawrence BrunoAusdal Financial Partners, Inc.LPL Financial LLC05-14-2010
Gregory M. DiamondAusdal Financial Partners, Inc.Brewer Financial Services, LLC11-09-2010
Harish PatelAusdal Financial Partners, Inc.MetLife Securities Inc.$5002-17-2015
Heidi Marie BurgoyneAusdal Financial Partners, Inc.QA3 Financial Corp.$1002-10-2011
Herbert Carl RoseneAusdal Financial Partners, Inc.Waterstone Financial Group, Inc.$1009-09-2009
Jack John CausaAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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