Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Wayne HarrisonBMO Harris Financial Advisors, Inc.Capital Asset Advisory Services, LLC09-24-2018
Kevin Dwyer JohnsonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-21-2018
Robert L Adams IIIBMO Harris Financial Advisors, Inc.The Huntington Investment Company03-06-2018
John C EricsonBMO Harris Financial Advisors, Inc.E*TRADE Securities LLC01-05-2018
Pedro Jose DagerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$107-18-2017
Nicholas David PacentiBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-19-2017
Jesse Robert StabileBMO Harris Financial Advisors, Inc.Foresters Financial Services, Inc.$15005-15-2017
Doraida PalominoBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC02-09-2017
Joshua Robert WebsterBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC01-12-2017
Christina Elena FerrerBMO Harris Financial Advisors, Inc.OppenheimerFunds Distributor, Inc.08-30-2016
Ignacio Alexander GuerreroBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-16-2016
James Sam VaccaroBMO Harris Financial Advisors, Inc.BBVA Securities Inc.06-06-2016
Daisy Rina FernandezBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-27-2016
Steven John GillhausBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.05-05-2016
Joshua Robert WebsterBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-11-2016
Mark Stephen MccallumBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.03-01-2016
Luis M DominguezBMO Harris Financial Advisors, Inc.PNC Investments10-21-2015
Gregory Lyn SullivanBMO Harris Financial Advisors, Inc.PNC Investments07-14-2015
Todd Ryan MarmorBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$15004-01-2015
James M FoxBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC03-05-2015
Alexander GallegosBMO Harris Financial Advisors, Inc.Edward Jones02-17-2015
Todd W. MorganBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.02-01-2015
James Robert Ray Jr.BMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.01-22-2015
Robert Charles LorenzBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$5001-15-2015
Philip R HegelBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC10-09-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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