Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Joseph CluxtonBMO Harris Financial Advisors, Inc.Fidelity Brokerage Services LLC$50005-18-2009
Rachel R MoniuszkoBMO Harris Financial Advisors, Inc.Chase Investment Services Corp.06-24-2009
Robert Thomas Hellman Jr.BMO Harris Financial Advisors, Inc.Edward Jones$10001-04-2010
Mazen Elias ZanayedBMO Harris Financial Advisors, Inc.Wells Fargo Advisors Financial Network, LLC02-01-2010
James BarnesBMO Harris Financial Advisors, Inc.Morgan Stanley05-03-2010
Anthony Robert TrainorBMO Harris Financial Advisors, Inc.Edward Jones$25005-17-2010
Daniel Michael HarrisBMO Harris Financial Advisors, Inc.Amcore Investment Services, Inc$50007-01-2010
Vinay PhommachanhBMO Harris Financial Advisors, Inc.Amcore Investment Services, Inc$50007-01-2010
Joseph Stock ThomasBMO Harris Financial Advisors, Inc.Amcore Investment Services, Inc07-01-2010
Greg Thomas LewandowskiBMO Harris Financial Advisors, Inc.Amcore Investment Services, Inc07-01-2010
Brian K GreggBMO Harris Financial Advisors, Inc.Amcore Investment Services, Inc07-01-2010
Thomas Carl Ditmar Jr.BMO Harris Financial Advisors, Inc.Csfbdirect, Inc.$10008-02-2010
Samantha Dawn OwensBMO Harris Financial Advisors, Inc.Edward Jones$50010-18-2010
Matthew John Ruppe Jr.BMO Harris Financial Advisors, Inc.Uvest Financial Services Group, Inc.10-18-2010
William Carl ShannonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC01-20-2011
James Sam VaccaroBMO Harris Financial Advisors, Inc.Edward Jones02-07-2011
Adam Joseph TatroeBMO Harris Financial Advisors, Inc.Edward Jones$10002-14-2011
James Warren LarsonBMO Harris Financial Advisors, Inc.Edward Jones$10004-11-2011
Matthew B. HarveyBMO Harris Financial Advisors, Inc.HighTower Securities, LLC$10005-23-2011
Holly B FrielBMO Harris Financial Advisors, Inc.Edward Jones$10007-11-2011
James Lynn HeidemanBMO Harris Financial Advisors, Inc.National Planning Corporation07-12-2011
Ross Allen McpeakeBMO Harris Financial Advisors, Inc.Stifel, Nicolaus & Company, Incorporated$10008-01-2011
Elizabeth Rafferty NaniBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-20-2011
Michael James PassBMO Harris Financial Advisors, Inc.Wintrust Investments LLC10-11-2011
Michelle Golden DuniganBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC02-13-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.