Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Clifford LaineBenjamin F. Edwards & Company, Inc.NBT Capital Management, Inc.08-25-2020
Timothy Saunders MarchBenjamin F. Edwards & Company, Inc.First Trust Portfolios L.P.04-06-2020
Steven Cole DukeBenjamin F. Edwards & Company, Inc.Edward Jones$5006-17-2019
Courtney Mowen WrightBenjamin F. Edwards & Company, Inc.Edward Jones04-16-2019
Rebecca Lynne TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Nicholas Alexander HarrisBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-09-2018
Gary William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Matthew William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Jay Alan CunninghamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
Marcia Tudor ZerlangBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5009-14-2018
Bryan Thomas HoppeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-14-2018
James Michael GoehlBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00005-25-2018
Kevin Christopher RodefferBenjamin F. Edwards & Company, Inc.LPL Financial LLC05-04-2018
David Andrew KohlmeyerBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$5001-19-2018
Craig Scott MorganBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated11-10-2017
Craig Scott Morgan JrBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$2511-10-2017
Timothy John PlattBenjamin F. Edwards & Company, Inc.Morgan Stanley08-11-2017
Linda Lee DialBenjamin F. Edwards & Company, Inc.Raymond James & Associates, Inc.04-28-2017
Nancy Ann ParsonsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15001-20-2017
William Robert ParrilliBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15012-16-2016
Kevin Arthur SkogsbergBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$15008-19-2016
Christopher Daniel LarrabeeBenjamin F. Edwards & Company, Inc.Stifel, Nicolaus & Company, Incorporated$15007-29-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.