Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Leslie MohanBrookstone Capital Management LLCUBS Financial Services Inc.05-13-2020
Stephen Patrick HessBrookstone Capital Management LLCAmeriprise Financial Services, LLC03-25-2020
Dick Paul SchulzBrookstone Capital Management LLCCabot Lodge Securities LLC03-17-2020
Palmerino Pasquale SantanielloBrookstone Capital Management LLCSimplicity Wealth03-03-2020
Robert Ernest LasherBrookstone Capital Management LLCLPL Financial LLC02-10-2020
Nolan James GosleeBrookstone Capital Management LLCKalos Capital, Inc.01-02-2020
Michael A GraffBrookstone Capital Management LLCFoundations Investment Advisors LLC12-24-2019
John Patrick NatheBrookstone Capital Management LLCFirst Command Brokerage Services, Inc.12-19-2019
Eric David JamesBrookstone Capital Management LLCSPECIALIZED ADVISORS12-06-2019
Ford Mcneill StokesBrookstone Capital Management LLCFoundations Investment Advisors LLC12-05-2019
Roger CirielloBrookstone Capital Management LLCPrudential Annuities Distributors, Inc12-04-2019
Stephen John VettorelBrookstone Capital Management LLCBENCHMARK WEALTH ADVISORS, LLC11-19-2019
Michael L LevyBrookstone Capital Management LLCAllstate Financial Services, LLC11-14-2019
Robert E Quittner JrBrookstone Capital Management LLCLincoln Financial Advisors Corporation08-26-2019
Nathan L ParchmanBrookstone Capital Management LLCCambridge Capital Management, LLC06-10-2019
Bryan Michael RichBrookstone Capital Management LLCHorter Investment Management, LLC05-10-2019
David Charles HillBrookstone Capital Management LLCIAMS Wealth Management, LLC05-08-2019
Francis Anthony HigginsBrookstone Capital Management LLCFinancial & Tax Architects, Inc.03-27-2019
Arif Madad AliBrookstone Capital Management LLCGlobal Financial Private Capital, Inc.01-29-2019
Raymond P KondlerBrookstone Capital Management LLCPrivate Portfolio Partners, LLC01-14-2019
Susan Charlson Mcnamara MusilBrookstone Capital Management LLCVann Equity Management LLC12-14-2018
Sage Vincent CaponeBrookstone Capital Management LLCFoundations Investment Advisors LLC10-22-2018
Michael Joseph BeshoarBrookstone Capital Management LLCForesters Equity Services, Inc.09-05-2018
Canaan Trace PenlandBrookstone Capital Management LLCHorter Investment Management, LLC08-14-2018
Benjamin Latroy RobinsonBrookstone Capital Management LLCOneAmerica Securities, Inc.06-19-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.