Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$5010-01-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Stewart Irwin SchramCambridge Investment Research, Inc.Kingsbury Capital Investment Advisors LLC07-12-2018
Lynn Mary MccartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC$105-04-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Jeremy Chad FtacekCambridge Investment Research, Inc.INVEST Financial Corporation11-16-2017
Gregory James SmithCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Michael Joseph SimmonsCambridge Investment Research, Inc.Signator Investors, Inc.$2511-01-2017
Brock Joseph BrannonCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-23-2017
Mark Lee NawrockiCambridge Investment Research, Inc.Brooklight Place Securities, Inc.05-17-2017
Angelo ZenezCambridge Investment Research, Inc.ProEquities, Inc.04-03-2017
Jerry Scott KnudtsonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2501-03-2017
Bryna Ann KanarekCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Alexander GrinshpunCambridge Investment Research, Inc.Asset Management Group Ltd09-09-2016
Adam C LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
John Neil WoodCambridge Investment Research, Inc.Rothschild Investment Corporation07-25-2016
Scott Forrest GoldmanCambridge Investment Research, Inc.H. Beck, Inc.05-18-2016
Frank Bennett Snyder IVCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2505-09-2016
Andrew Thomas PrahlCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Daniel Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$3505-02-2016
Drew Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
John Brent BennettCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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