Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Erik George Ford | Cambridge Investment Research, Inc. | 1st Global Capital Corp. | $25 | 10-01-2018 |
| James K Lancaster | Cambridge Investment Research, Inc. | Alera Investment Advisors, LLC | — | 05-02-2018 |
| Michael Allen Babcock | Cambridge Investment Research, Inc. | B.B. Graham & Company, Inc. | — | 07-01-2019 |
| Brian James Bushnell | Cambridge Investment Research, Inc. | BMO Harris Financial Advisors, Inc. | — | 11-27-2015 |
| John Wayne Antrobus | Cambridge Investment Research, Inc. | Brewer Financial Services, LLC | — | 11-17-2010 |
| Kyle Murray McMillin | Cambridge Investment Research, Inc. | Broker Dealer Financial Services Corp. | $25 | 10-20-2018 |
| Cynthia Dalbey Greenburg | Cambridge Investment Research, Inc. | Broker Dealer Financial Services Corp. | $10 | 10-20-2018 |
| Gail Elizabeth Cote | Cambridge Investment Research, Inc. | Broker Dealer Financial Services Corp. | — | 10-20-2018 |
| Mark Lee Nawrocki | Cambridge Investment Research, Inc. | Brooklight Place Securities, Inc. | — | 05-17-2017 |
| Joseph James Fragale | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | — | 01-04-2010 |
| Curtis James Hein | Cambridge Investment Research, Inc. | Citigroup Global Markets Inc. | — | 12-18-2009 |
| Andrew Michael Lohse | Cambridge Investment Research, Inc. | Commonwealth Financial Network | $10 | 03-01-2012 |
| Jacob Thomas Lowry | Cambridge Investment Research, Inc. | Edward Jones | — | 03-01-2013 |
| Terrence Edward Maryniw | Cambridge Investment Research, Inc. | Financial Telesis Inc | — | 08-08-2014 |
| Russell Alan Rybicki | Cambridge Investment Research, Inc. | Financial West Group | — | 06-01-2015 |
| David Gerard Lutsch | Cambridge Investment Research, Inc. | FSC Securities Corporation | $25 | 10-04-2019 |
| James Aram Boyajian III | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| David Gerard Lutsch | Cambridge Investment Research, Inc. | FSC Securities Corporation | $25 | 10-04-2019 |
| James Aram Boyajian III | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| Neil Peter Pagano Sr. | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 01-02-2019 |
| Michael Joseph Scott | Cambridge Investment Research, Inc. | Hornor, Townsend & Kent, LLC | — | 07-20-2011 |
| David J. Cohn | Cambridge Investment Research, Inc. | Infinex Investments, Inc. | $150 | 11-04-2019 |
| Jeremy Chad Ftacek | Cambridge Investment Research, Inc. | INVEST Financial Corporation | — | 11-16-2017 |
| Brock Joseph Brannon | Cambridge Investment Research, Inc. | Investment Centers of America, Inc. | $46 | 10-23-2017 |
| Adam C. Ludwig | Cambridge Investment Research, Inc. | Investment Planners, Inc. | — | 08-16-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
