Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Gregory FletcherCambridge Investment Research, Inc.Sunset Financial Services, Inc.05-06-2009
James Stephen BudzynCambridge Investment Research, Inc.LPL Financial LLC$10005-18-2009
Michael David BrownCambridge Investment Research, Inc.Long Grove Trading Co.08-10-2009
Dani Gerald BarronCambridge Investment Research, Inc.Long Grove Trading Co.$10008-18-2009
Steven Charles GalminasCambridge Investment Research, Inc.Waterstone Financial Group, Inc.$25008-18-2009
Nick J BrownCambridge Investment Research, Inc.Long Grove Trading Co.$50008-18-2009
Bartt M StevensCambridge Investment Research, Inc.Paraclete Advisory Services$50008-20-2009
John Michael WitzigCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Jamilah Sheba BrownCambridge Investment Research, Inc.Nationwide Investment Services Corporation$10011-30-2009
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
Matthew T NewmanCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10001-01-2010
Julianne Finato ThorntonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$17001-04-2010
Joseph James FragaleCambridge Investment Research, Inc.Cetera Advisor Networks LLC$25001-04-2010
David John WilleumierCambridge Investment Research, Inc.HSBC Securities (USA) Inc.06-16-2010
Dennis Wayne GieseCambridge Investment Research, Inc.Parkland Securities, LLC$49011-04-2010
John Wayne AntrobusCambridge Investment Research, Inc.Brewer Financial Services, LLC$10011-17-2010
Peter Frederic StegerCambridge Investment Research, Inc.ValMark Securities, Inc.$50002-25-2011
Mark Duane FauldsCambridge Investment Research, Inc.Kestra Investment Services, LLC$10003-03-2011
Christopher Alan RobertsCambridge Investment Research, Inc.Edward Jones06-09-2011
Michael Joseph ScottCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC07-20-2011
Andrew Michael LohseCambridge Investment Research, Inc.Commonwealth Financial Network$10003-01-2012
Robert Joseph MalekCambridge Investment Research, Inc.Lawing Financial Inc$10005-18-2012
Marc Charles DesmarteauCambridge Investment Research, Inc.Lawing Financial Inc$25005-18-2012
Jacob Thomas LowryCambridge Investment Research, Inc.Edward Jones03-01-2013
Amanda J RobertsCambridge Investment Research, Inc.Edward Jones04-16-2013
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.