Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Gail Elizabeth CoteCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Stewart Irwin SchramCambridge Investment Research, Inc.Kingsbury Capital, Inc.07-12-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC05-04-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Jeremy Chad FtacekCambridge Investment Research, Inc.INVEST Financial Corporation11-16-2017
Mark Lee NawrockiCambridge Investment Research, Inc.Brooklight Place Securities, Inc.05-17-2017
Adam C. LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
John Neil WoodCambridge Investment Research, Inc.Rothschild Investment Corporation07-25-2016
Frank Bennett Snyder IVCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-09-2016
Stan Glenn BoyerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
John Brent BennettCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Drew Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Jerome Anthony DreierCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
Christopher Elliott DunlapCambridge Investment Research, Inc.LPL Financial LLC04-18-2016
Michael John GiesingCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Brian Raymond Russell DreierCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Michelle L. MillerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-01-2016
Anne Marie ClaytonCambridge Investment Research, Inc.MetLife Securities Inc.03-21-2016
Mark Allen TanCambridge Investment Research, Inc.Thrivent Investment Management Inc.03-01-2016
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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