Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Richard SecordCetera Advisor Networks LLCCliftonLarsonAllen Wealth Advisors, LLC$2508-22-2019
Laith Amer Al TikritiCetera Advisor Networks LLCFifth Third Securities, Inc.11-05-2014
Justin Hyunjung LeeCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Sandy Yang YuCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Alexander Allen PeetsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Donna Morgan NegusCetera Advisor Networks LLCInvestment Planners, Inc.$5001-31-2019
John Ryan KennedyCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
James Alan IsselCetera Advisor Networks LLCMack Investment Securities, Inc.02-09-2012
Kent S. TravisCetera Advisor Networks LLCSage Private Wealth Group, LLC02-19-2019
Marjorie Sue DurrbeckCetera Advisor Networks LLCSagePoint Financial, Inc.$1011-18-2014
Rett Walter HumkeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
James Jeffrey McAteeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Thomas William StoeckerCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Robert Thomas LloydCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Victor A. Rigoni IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Brian David O'DellCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Jonathan Michael RigoniCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Douglas Evan HughesCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Peter Joseph TessCetera Advisor Networks LLCTower Square Securities, Inc.$2509-03-2013
David Alan RadayCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Thomas Anthony HennessyCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Scott Charles ModellCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Brian Scott GrahamCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Eric R. PerkinsCetera Advisor Networks LLCVoya Financial Advisors, Inc.04-06-2011
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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