Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alexander DavisCetera Advisor Networks LLCCliftonLarsonAllen Wealth Advisors, LLC$80009-30-2019
Jeffrey Richard SecordCetera Advisor Networks LLCInvestment Planners, Inc.$25008-22-2019
Kent S. TravisCetera Advisor Networks LLCSage Private Wealth Group, LLC$10002-19-2019
Caleb Jonathan SmoesCetera Advisor Networks LLCInvestment Planners, Inc.$10001-31-2019
John David FoleyCetera Advisor Networks LLCInvestment Planners, Inc.$50001-31-2019
Donna Morgan NegusCetera Advisor Networks LLCInvestment Planners, Inc.$50001-31-2019
Thomas James EalyCetera Advisor Networks LLCIPI Wealth Management, Inc.01-31-2019
Andrew James McDowellCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
John Ryan KennedyCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
John Richard EllisCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
Nicholas Stephen LambCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
George Carlin MccabeCetera Advisor Networks LLCMcCabe & Associates, Inc03-15-2018
Andrew George PalomoCetera Advisor Networks LLCSequoia Wealth Management, LLC$10008-15-2017
Dana Marie MikstayCetera Advisor Networks LLCLPL Financial LLC$25007-12-2017
David Daniel TrowbridgeCetera Advisor Networks LLCGlobal Atlantic Distributors, LLC04-24-2017
Carey Lee SunderlageCetera Advisor Networks LLCEdward Jones02-07-2017
David Kenneth JanusCetera Advisor Networks LLCCWM, LLC01-17-2017
DEAN VERNON SHORECetera Advisor Networks LLCFidelity Brokerage Services LLC01-05-2017
Allen Michael HallCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-15-2016
Kenneth Alan BiedermanCetera Advisor Networks LLCMML Investors Services, LLC01-04-2016
James M BenagesCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-16-2015
Janine OlearyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-23-2015
Lawrence Philip JacoxCetera Advisor Networks LLCSignator Investors, Inc.$10003-13-2015
Marjorie Sue DurrbeckCetera Advisor Networks LLCSagePoint Financial, Inc.$10011-18-2014
Laith Amer Al TikritiCetera Advisor Networks LLCFifth Third Securities, Inc.11-05-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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