Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Michael HallCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-15-2016
Andrew George PalomoCetera Advisor Networks LLCSequoia Wealth Management, LLC$10008-15-2017
Andrew James McDowellCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
Caleb Jonathan SmoesCetera Advisor Networks LLCInvestment Planners, Inc.$10001-31-2019
Carey Lee SunderlageCetera Advisor Networks LLCEdward Jones02-07-2017
Cheri Dianne AdairCetera Advisor Networks LLCLPL Financial LLC09-27-2011
Christopher Gerard ReaganCetera Advisor Networks LLCMesirow Financial Investment Management, Inc.$15010-13-2014
Dana Marie MikstayCetera Advisor Networks LLCLPL Financial LLC$25007-12-2017
Daniel P StewartCetera Advisor Networks LLCMML Investors Services, LLC$10003-23-2011
David Daniel TrowbridgeCetera Advisor Networks LLCGlobal Atlantic Distributors, LLC04-24-2017
David Kenneth JanusCetera Advisor Networks LLCCWM, LLC01-17-2017
DEAN VERNON SHORECetera Advisor Networks LLCFidelity Brokerage Services LLC01-05-2017
Donna Morgan NegusCetera Advisor Networks LLCInvestment Planners, Inc.$50001-31-2019
George Carlin MccabeCetera Advisor Networks LLCMcCabe & Associates, Inc03-15-2018
James Alan IsselCetera Advisor Networks LLCMack Investment Securities, Inc.02-09-2012
James M BenagesCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-16-2015
Janine OlearyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-23-2015
Jeffrey Richard SecordCetera Advisor Networks LLCInvestment Planners, Inc.$25008-22-2019
Jeffrey Thomas KellettCetera Advisor Networks LLCTower Square Securities, Inc.$50009-01-2013
Jeffrey William BruceCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$10006-30-2009
Jennifer Anne GoodmanCetera Advisor Networks LLCUBS Financial Services Inc.06-02-2009
Joel David CorushCetera Advisor Networks LLCWoodbury Financial Services, Inc.$25001-04-2010
John David FoleyCetera Advisor Networks LLCInvestment Planners, Inc.$50001-31-2019
John Richard EllisCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
John Ryan KennedyCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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