Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, Inc.$2506-21-2019
James Daniel BlandfordCetera Financial Specialists LLCBlandford Wealth Management, LLC$101-04-2019
Paul Joseph SmithCetera Financial Specialists LLCForesters Equity Services, Inc.$110-29-2018
Gina M GucciardoCetera Financial Specialists LLCHD Vest Investment Services10-02-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
Han GuCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC04-17-2018
Sheri Lin DesoniaCetera Financial Specialists LLCHD Vest Investment Services12-19-2017
Michael Willis FrankCetera Financial Specialists LLCRaymond James Financial Services Advisors, Inc$4009-18-2017
Jason William CowieCetera Financial Specialists LLCNexPoint Securities, Inc.08-17-2017
Robert Craig JilekCetera Financial Specialists LLCJ.W. Cole Financial, Inc.$108-17-2017
Gene Joseph WittCetera Financial Specialists LLCUnited Planners' Financial Services of America A Limited Partner10-30-2015
Mark Robert PautschCetera Financial Specialists LLCThrivent Investment Management Inc.08-10-2015
Kathleen Margaret PeakeCetera Financial Specialists LLCSagePoint Financial, Inc.07-30-2014
Randall Gary MootsCetera Financial Specialists LLCHeim, Young & Associates, Inc.02-28-2014
Joel David JohnsonCetera Financial Specialists LLCHBW Securities LLC02-25-2014
Henry Veli-Mikael MultalaCetera Financial Specialists LLCLincoln Investment01-23-2014
Billygram SimonetCetera Financial Specialists LLCMWA Financial Services Inc.12-12-2013
James Lewis PriestCetera Financial Specialists LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2013
Scott Allen BlincoeCetera Financial Specialists LLCQuestar Capital Corporation12-09-2013
Michael John MitalCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC10-09-2013
Jeffrey Edward MitchelCetera Financial Specialists LLCTransamerica Financial Advisors, Inc06-19-2013
Eric James SiegeltuchCetera Financial Specialists LLCMetLife Securities Inc.$103-01-2013
Michael Clayton NelsonCetera Financial Specialists LLCWells Fargo Clearing Services, LLC$5001-25-2013
Samuel Edward HardCetera Financial Specialists LLCWaddell & Reed12-10-2012
Najla Hisham ArekatCetera Financial Specialists LLCChase Investment Services Corp.04-25-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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