Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amelia Pearl HarringtonCharles Schwab & Co., Inc.Vanguard Marketing Corporation11-12-2019
Morgan Patrick McHaleCharles Schwab & Co., Inc.Pruco Securities, LLC.10-07-2019
Paul DigiallonardoCharles Schwab & Co., Inc.Morgan Stanley$10009-04-2019
Donald Michael KleinCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC$5008-01-2019
William Francis McCarty IVCharles Schwab & Co., Inc.First Trust Portfolios L.P.07-09-2019
Erin Elizabeth KasikCharles Schwab & Co., Inc.J.P. Morgan Securities LLC05-21-2019
Michele Ann DavisCharles Schwab & Co., Inc.DWS Distributors, Inc.$1005-14-2019
James Miguel VallartaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC05-13-2019
Ayo Akinwunmi OgundiyaCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors05-13-2019
Obi TagboCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Nicholas Joseph GiulianoCharles Schwab & Co., Inc.Morgan Stanley02-14-2019
Jason HowardCharles Schwab & Co., Inc.Morgan Stanley02-12-2019
Ethan R. MorrisCharles Schwab & Co., Inc.Edward Jones02-04-2019
Denise AzizianCharles Schwab & Co., Inc.Citigroup Global Markets Inc.01-22-2019
Andrew Steven TorokCharles Schwab & Co., Inc.Invesco Distributors, Inc.01-18-2019
Brent Lee WulbrechtCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC01-17-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Jason Michael GourleyCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-05-2018
Christopher Gregory JacobsCharles Schwab & Co., Inc.Morningstar Investment Services LLC11-30-2018
Bradley Rockwell Eidmann IIICharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-26-2018
Salvatore John Guccione Jr.Charles Schwab & Co., Inc.Morgan Stanley10-09-2018
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Leslie Diane MercierCharles Schwab & Co., Inc.Morgan Stanley07-05-2018
Alexis Paul RiveraCharles Schwab & Co., Inc.JMC Wealth05-14-2018
Jonathan Baldwin SearsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC$15005-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.