Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney John DeckerChase Investment Services Corp.PNC Investments09-01-2012
Adam Todd SchoenwaldChase Investment Services Corp.LPL Financial LLC07-30-2012
Brian K GreggChase Investment Services Corp.BMO Harris Financial Advisors, Inc.07-30-2012
Raymond Michael RiverasChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-09-2012
Mark David MascharkaChase Investment Services Corp.M&I Financial Advisors, Inc.07-01-2012
Jon Darwin HartwellChase Investment Services Corp.Morgan Stanley04-01-2012
Brian Andrew OsullivanChase Investment Services Corp.Edward Jones10-01-2011
Kevin Michael WigginsChase Investment Services Corp.Edward Jones09-19-2011
Mary Beth HaverlyChase Investment Services Corp.Cetera Investment Services LLC09-01-2011
Nicholas Scott BjorklundChase Investment Services Corp.Edward Jones08-22-2011
Cynthia Marie HermosilloChase Investment Services Corp.Edward Jones07-25-2011
Jarek W PasternakChase Investment Services Corp.Fidelity Brokerage Services LLC05-31-2011
Jody L PulliumChase Investment Services Corp.PNC Investments04-27-2011
Adam Joseph ShaverChase Investment Services Corp.Country Capital Management Company03-21-2011
Daniel Lee ReeceChase Investment Services Corp.Stifel, Nicolaus & Company, Incorporated03-01-2011
Peter Spiros ArethasChase Investment Services Corp.American Trust Investment Services, Inc.01-01-2011
Jennifer Kate MartinChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-01-2010
Robert Charles LorenzChase Investment Services Corp.Cetera Financial Specialists LLC10-01-2010
Karen Estelle Overcash-GilmoreChase Investment Services Corp.PNC Investments09-01-2010
Jackson Herman Vandiver IVChase Investment Services Corp.World Group Securities, Inc.08-29-2010
Michael VargaChase Investment Services Corp.New England Securities07-30-2010
Zoriy ReznikovChase Investment Services Corp.Northern Trust Securities, Inc.07-29-2010
Mark Dominic SessaChase Investment Services Corp.Morgan Stanley07-26-2010
Noah KreimontChase Investment Services Corp.Waddell & Reed07-13-2010
Yolanda Val Fabre-ShilohChase Investment Services Corp.Waddell & Reed07-01-2010
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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