Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah CorleCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-28-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Sarkis LandhorianCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-06-2018
Justin R DraperCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1009-07-2017
James M FoxCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Denise AzizianCitigroup Global Markets Inc.PNC Investments06-05-2017
Andrew Ngoc NguyenCitigroup Global Markets Inc.Robert W. Baird & Co. Incorporated01-10-2017
Peter Andrew HorowitzCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-15-2016
Erick P AdameCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-11-2016
Michelle GriffithCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15009-21-2016
Anna Huiping L LiCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-14-2016
Kelly Lynn MckennaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2016
Christina M RinconCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.05-27-2016
Viral NayakCitigroup Global Markets Inc.Fifth Third Securities, Inc.04-29-2016
Nicholas J Versetto IIICitigroup Global Markets Inc.PNC Investments12-14-2015
Ahmed H JoumaaCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15012-08-2015
Michael Joseph ObertsCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-09-2015
Eric A HesseCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-30-2015
Kathia Michelle GonzalezCitigroup Global Markets Inc.Fifth Third Securities, Inc.09-22-2015
June E CiminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-10-2015
Dylan Lee HernandezCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15005-01-2015
Bridget Anne EickhoffCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-26-2015
Barbara Ursula GroshonCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2014
Karl Andrew ZimmermanCitigroup Global Markets Inc.PNC Investments07-16-2014
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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