Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yulun WuCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-27-2020
Nicholas J Versetto IIICitigroup Global Markets Inc.Sanctuary Securities, Inc.08-14-2019
Eduardo Ortega-SierraCitigroup Global Markets Inc.Cetera Investment Services LLC08-14-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Sanel DuranovicCitigroup Global Markets Inc.USAA Investment Management Company05-07-2019
Sardia Alimatu Buari-WypychCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-01-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Brendan Patrick ByrneCitigroup Global Markets Inc.GreensView Wealth Management$10012-12-2018
Andrew Benjamen SchniersCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-01-2018
Michael Joseph BrownCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-10-2018
Andrew Louis StellaCitigroup Global Markets Inc.MUFG Americas Corporate Advisory, Inc.07-24-2018
Sarkis LandhorianCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-06-2018
Vincenzo D CiroliaCitigroup Global Markets Inc.PNC Investments03-05-2018
Laura Ann DriverCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-05-2017
Justin R. DraperCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1009-07-2017
Jason Matthew GardenCitigroup Global Markets Inc.Goldman Sachs & Co.06-29-2017
James M. FoxCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Heather Anne GottfriedCitigroup Global Markets Inc.PNC Investments$1006-08-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Denise AzizianCitigroup Global Markets Inc.PNC Investments06-05-2017
Peter Andrew HorowitzCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15012-15-2016
Erick P AdameCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-11-2016
Michelle GriffithCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15009-21-2016
Anna Huiping L LiCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-14-2016
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.