Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ursula Daley Jordan LewisCommonwealth Financial NetworkLPL Financial LLC$32512-17-2018
Jodi Manthei Kenneth Koppitz Nancy HayesCommonwealth Financial NetworkINVEST Financial Corporation$26301-05-2018
Curt Matlin Andrew SchumacherCommonwealth Financial NetworkMSI Financial Services, Inc.$8512-09-2016
Joseph M Esposito Jr Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-06-2014
Patrick Lee MurphyCommonwealth Financial NetworkLenox Advisors, Inc.01-02-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Ursula Robinson DaleyCommonwealth Financial NetworkLPL Financial LLC$5012-17-2018
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Kimberly Kay MikaCommonwealth Financial NetworkLPL Financial LLC02-20-2018
Candice Ruth MonroeCommonwealth Financial NetworkMorgan Stanley02-12-2018
Nancy J HayesCommonwealth Financial NetworkINVEST Financial Corporation01-05-2018
Jodi Lynn MantheiCommonwealth Financial NetworkINVEST Financial Corporation$11501-05-2018
Kenneth Richard KoppitzCommonwealth Financial NetworkINVEST Financial Corporation01-05-2018
Christopher Noel EllerCommonwealth Financial NetworkInvestment Centers of America, Inc.$2511-01-2017
Eric Scott ArkinsCommonwealth Financial NetworkInvestment Centers of America, Inc.$1011-01-2017
Steven Mark Mammoser SrCommonwealth Financial NetworkInvestment Centers of America, Inc.10-17-2017
Chad B SuttonCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-17-2017
Brian William PattonCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-16-2017
Andrew Richard SchumacherCommonwealth Financial NetworkMetLife Securities Inc.12-09-2016
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Gregory Lawrence WiegersCommonwealth Financial NetworkMDT Advisers, A Division of Federated MDTA LLC05-01-2015
David Maurice CyrsCommonwealth Financial NetworkKestra Investment Services, LLC04-30-2015
John Patrick OConnorCommonwealth Financial NetworkKestra Investment Services, LLC04-30-2015
Jeffrey Michael ProsserCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$25508-04-2014
Kevin Michael CadaginCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$25008-04-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.